样本不平衡下基于图卷积网络的化工过程故障诊断
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作者单位:

(1.新疆大学 电气工程学院,乌鲁木齐 830017;2.新疆大学 智能科学与技术学院,乌鲁木齐 830017)

作者简介:

钱强(1997—),男,硕士研究生;马萍(1994—),女,副教授,博士生导师;张宏立(1972—),男,教授,博士生导师

通讯作者:

马萍,maping@xju.edu.cn

中图分类号:

TP277

基金项目:

新疆维吾尔自治区自然科学基金(2022D01C7,3D01C187);“天山英才”培养计划(2023TSYCQNTJ0,3TSYCCX0037)


Graph convolutional network-based fault diagnosis of chemical process under sample imbalance
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(1.School of Electrical Engineering, Xinjiang University, Urumqi 830017, China; 2.School of Intelligence Science and Technology, Xinjiang University, Urumqi 830017, China)

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    摘要:

    为解决实际化工过程故障样本匮乏,现有故障诊断模型在数据分布不平衡下故障诊断准确率低的问题,提出一种基于代价敏感多感受野时空图注意力网络(cost sensitive multireceptive fields spatio-temporal graph attention network,CSMRFSTGAT)故障诊断模型。该模型通过最大信息系数(maximal information coefficient,CMI)加权计算,将化工过程采集的相关变量数据转换为拓扑图数据,利用图卷积网络(graph convolution network,GCN)的故障诊断模型设计出了多感受野图卷积模块(multireceptive fields graph convolutional module, MRFGCM)和时空图注意力模块(space-time graph attention module,STGAM),然后提出了混合边缘感知焦点损失函数(hybrid margin-aware focus loss,LHMF),用于对较难识别样本施加更多的惩罚。将所提模型应用于田纳西伊斯曼过程(Tennessee Eastman process,TEP)和三相流(three-phase flow,TPF)数据集中多个不平衡场景下评估其诊断性能。结果表明:所提模型在TPF数据集中的分类精确率和F1分数分别达到了91%和92%以上,同时在TEP数据集中的分类召回率和F1分数均突破了99%;相较于机器学习模型、深度学习模型以及图深度学习模型,所提模型能更加有效地识别故障。所提模型在处理数据不平衡问题上具有优异的泛化性能,能有效实现样本不平衡下化工过程故障诊断。

    Abstract:

    To solve the problem of low accuracy of existing fault diagnosis models under imbalanced data distribution caused by insufficiency of fault samples in practical chemical process, a fault diagnosis model based on cost sensitive multireceptive fields spatio-temporal graph attention network (CSMRFSTGAT) is proposed. This model converts the corresponding variable data collected from chemical process into topological graph data through maximum information coefficient (CMI) weighted calculation. Using the fault diagnosis model of the graph convolutional network (GCN), multireceptive fields graph convolutional module (MRFGCM) and space-time graph attention module (STGAM) are designed. Then, a hybrid margin-aware focal loss function is proposed to impose more penalties on samples which are difficult to recognize. The proposed model is applied to evaluate its diagnostic performance in multiple imbalanced scenarios of the Tennessee Eastman process (TEP) and the three-phase flow (TPF) dataset. The results show that the proposed model achieves the classification precision and F1 score of more than 91% and 92% in the TPF dataset, and meanwhile the classification recall rate and F1 score in the TEP dataset both break through 99%, respectively; It can recognize faults more efficiently compared with the machine learning model, deep learning model and graph deep learning model. The proposed model has excellent generalization performance in dealing with the data imbalance problem, and can effectively realize chemical process fault diagnosis under sample imbalance.

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钱强,马萍,王妮妮,张宏立,王聪,李新凯.样本不平衡下基于图卷积网络的化工过程故障诊断[J].哈尔滨工业大学学报,2025,57(9):76. DOI:10.11918/202407047

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  • 收稿日期:2024-07-15
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  • 在线发布日期: 2025-09-15
  • 出版日期: 2025-09-10
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